Paul Smith

Paul Smith

male, 40 years old (San Diego, California, United States)
Christian, in college, athletic, Pisces, likes tv, in a relationship…SeniorComplianceOfficer, Hoover (herbert) Senior High
I just want something that taste good Like chinese food 10 minutes later I want some more :}.
Justin

Justin

male, 32 years old ((CLMT) San Diego, California, United States)
single, agnostic, hsbc, MySpace, likes tv, Scorpio…COMPLIANCE OFFICER, SeniorComplianceOfficer, Madison Senior High
Ray Huie

Ray Huie

SeniorComplianceOfficer, Prospera Financial
Ray Huie joined the firm in late of 2005. He is the latest addition to the compliance team. Mr. Huie has been in the financial securities...
Pedro E. Rodriguez

Pedro E. Rodriguez

male
University of Wisconsin, chase manhattan bank, vice president, auditor, banco, internal…Certified Regulatory Compliance Manager, COMPLIANCE OFFICER, SeniorComplianceOfficer, Vice President, Compliance
Pedro E. Rodriguez graduated from the Interamerican University of Puerto Rico in 1983 with a degree in finance and accounting, holds a diploma in...
Laura C. González

Laura C. González

female
Columbia University, New York University, law school, NYU Law School, Citi, global…Senior Vice President, compliance, SeniorComplianceOfficer, Privacy Officer
Laura C. González Senior Vice President Senior Compliance Officer Citi Global Wealth Management Laura is a Privacy Officer for Citi Smith B...

Victoria Breece

female, 34 years old (Indian Trail, North Carolina, United States)
Christian, married, bank of america, likes tv, White / Caucasian, Some college…SeniorComplianceOfficer
My husband Donnie, son Devin and I live in Indian Trail, NC. We've been married for just over 11 years and our son Devin is 2 years old. We enjoy...

Craig E. Avidano ESQ.

male (New York City Area, United States)
Dowling College, Fidelity Investments, Deutsche Bank, Financial Services, Senior Auditor, SeniorComplianceOfficer…Associate Director - AML - RICG Compliance Officer, AVP - AML Compliance Officer, AVP - Compliance Officer
New Jersey State Bar 12/2006; New Jersey Federal District Court 12/2006; Certified Anti-Money Laundering Specialist (CAMS) - ACAMS; Series 7

Andrew Leis

male (Australia)
law practice, queensland university of technology, SeniorComplianceOfficer, Articled Clerk, Manager Legal Services, Litigation Solicitor
Graduated QUT with a Bachelor of Laws in 1992. Admitted to practice as a solicitor of the Supreme Court of Queensland and the High Court of...

Chad Champion

male (Charlotte, North Carolina, United States)
University of Alabama, Financial Services, Executive Recruiter, SeniorComplianceOfficer, Regulatory Reporting Analyst, Wachovia Securities…Compliance Director and FinOp
Chad Champion joined Management Advisors after spending 12 years in the brokerage industry. Chad has an extensive background in Broker/Dealer and...

Florens van Dal

 (Netherlands)
lawyer, Telecommunications, senior advisor, SeniorComplianceOfficer, Radboud Universiteit Nijmegen, national regulatory authority OPTA
lawyer with a broad experience regarding legal and economic issues on competition. Also experienced in (Dutch) civil law; Expert on competition law...